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Adopted November 29, 2006
After an exhaustive (and exhausting!) two-month discussion to characterize
the benefits and costs of double-blind review (DBR) and to design an
effective double-blind reviewing procedure, the Editorial Board was asked
for its recommendation. Roughly a third favored retaining single-blind
reviewing (SBR), roughly a third recommended moving to DBR, and roughly a
third were comfortable with either SBR or DBR.
These recommendations can be viewed in at least three ways.
- The editorial board (EB) favors SBR: a majority recommended SBR or were
comfortable with SBR and a significant minority recommended against DBR.
- The EB favors DBR: a majority recommended DBR or were comfortable with DBR
and a significant minority recommended against SBR.
- There is no true consensus: a significant minority recommended against SBR
and a significant minority recommended against DBR.
Editor-in-Chief Rick Snodgrass considered these recommendations, along with
the scientific literature, the informal vote at the SIGMOD'06 business
meeting, and the feedback he had received via private email. His
considerations are documented in his Editorial. He decided based on
all of this information that TODS would adopt DBR.
The following is now TODS policy.
- TODS reaffirms the general ACM policy that "the quality of a refereed
publication rests primarily on the impartial judgment of their volunteer
reviewers."
- TODS will continue to strive to ensure fairness in reviewing, even if
that involves more work for the TODS editorial board.
- Scientific studies have demonstrated opportunities for bias inherent in
single-blind reviewing.
- It is TODS policy that every submission should be judged on its own
merits. The identity and affiliation of the authors should not influence,
either positively or negatively, the evaluation of submissions to TODS.
- In consideration of the above, TODS will utilize
double-blind reviewing.
- TODS will continue to strive to make the submission process for
authors as simple as possible.
- TODS will continue to strive to effect a comprehensive review of each
submission.
The central and unambiguous message is that every submission should be
judged solely on its own merits. The other important message is that TODS
so values fairness that it is willing to undertake additional effort by AEs
to make the process more fair.
The procedure that will be followed can be summarized as follows. Part of
the procedure are instructions to authors and to reviewers, found in an
appendix in the accompanying Editorial.
PROCEDURE
- Applicability
All submissions to TODS must be masked by the author(s), following
the simple instructions given in the author guidelines.
- Submitting a Manuscript
TODS, as with most ACM journals and transactions, uses ScholarOne's
web-based ManuscriptCentral manuscript tracking system to automate
submission and reviewing. The manuscript will be submitted normally. The EiC
will examine the manuscript to ensure that it has been properly blinded.
The cover letter and other correspondence from the author(s) will be marked
in ManuscriptCentral (MC) by the EiC as not to be revealed to the
reviewers. The handling AE will have full access to these materials. As
mentioned in the author guidelines, the cover letter should contain the full
details of each anonymous citation as well as a list of people who
constitute a conflict of interest.
- Reviewing
The identity of the authors will be visible to the EiC and Associate Editor;
this meta-data will not be revealed by MC to the reviewers. Templates of
email to be sent to reviewers will be modified to eliminate identifying
information.
Reviewers should direct questions about a paper referenced by an anonymous
citation within the manuscript (say, arising from a consideration of the
TODS novelty requirement) to the AE, who would then provide the cited paper
(or equivalently, a full citation) to the reviewer.
In cases where an AE has an intransigent referee who does not respond, the
AE sometimes just does the review him/herself, as permitted in the AE
manual. While this is strictly speaking a violation of DBR, the AE will
continue to have this option available.
- Assessing the Disclosure and Novelty Requirements
TODS has specific guidelines
for disclosing related work by the author(s)
of the submitted paper and for what represents adequate contribution over
existing published work.
The procedures listed above allow the disclosure and novelty requirements to be
checked. It is completely up to the AE to decide which reviewers should be
told about an anonymous citation.
- On Revision
The author guidelines includes a section on anonymity in revisions.
- Acceptance
As the AE is considering whether to accept the manuscript for publication,
they will consider the novelty requirements, which for double-blinded
reviews necessarily involve anonymous citations, which as noted above must
be fully documented in the cover letter.
If and when the manuscript is accepted for publication, the author will
prepare a non-anonymized version. The AE will at that time make a final
check to ensure that the TODS disclosure requirements are met.
- Transition
It is important to educate the community as to the benefits and costs
of DBR. It is also important to publicize and promulgate policy changes
widely, before those changes go into effect. Finally, it is critical
to ensure that ManuscriptCentral is handling things correctly before
adopting such policy changes.
This new procedure will go into effect on Thursday, February 1, 2007. This
will give authors several months to learn about this new policy and for the
community to read about the context and the motivation for this decision.
A detailed analysis of the scientific literature regarding blind reviewing,
a comparison of costs and benefits, a proposal for a double-blind reviewing
procedure, a general discussion of relevant questions, and author and
reviewer guidelines can be found in Rick's editorial.
The following tasks are required to implement DBR.
- Rick will write up a discussion of the issues and his decision. This will
be made available when the decision is announced.
- Rick will work with ScholarOne to configure MC. This will involve removing
the identity of the authors and their affiliations from the templates of
emails sent to reviewers and removing this information from the Referee
Center.
- Rick will update the author and reviewer instructions on the web and in email
templates to explain their roles, respectively, in DBR.
- Rick will update the Editor Manual to include the changes in the process.
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